sippingNetwork Working Group M. HasebeInternet-DraftRequest for Comments: 5407 J. KoshikoIntended status: BCPBCP: 147 NTT-east CorporationExpires: March 27, 2009Category: Best Current Practice Y. Suzuki NTT Corporation T. Yoshikawa NTT-east Corporation P. Kyzivat Cisco Systems, Inc.September 23,December 2008 Examplecalls flowsCall Flows ofrace conditionsRace Conditions in the Session Initiation Protocol (SIP)draft-ietf-sipping-race-examples-06Status ofthisThis MemoBy submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she becomes aware will be disclosed, in accordance with Section 6 of BCP 79. Internet-Drafts are working documents ofThis document specifies an Internet Best Current Practices for the InternetEngineering Task Force (IETF), its areas,Community, andits working groups. 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Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Abstract This document givesexamplesexample call flows of race conditions in the Session Initiation Protocol (SIP). Race conditions are inherently confusing and difficult to thwart; this document shows the best practices to handle them. The elements in these call flows include SIP User Agents and SIP Proxy Servers. Call flow diagrams and message details are given. Table of Contents 1. Overview . . . . . . . . . . . . . . . . . . . . . . . . . . .43 1.1. General Assumptions . . . . . . . . . . . . . . . . . . .43 1.2. Legend for Message Flows . . . . . . . . . . . . . . . . .43 1.3. SIP Protocol Assumptions . . . . . . . . . . . . . . . . .54 2. The Dialog State Machine for INVITEdialog usageDialog Usage . . . . . . .65 3. Race Conditions . . . . . . . . . . . . . . . . . . . . . . .1110 3.1. ReceivingmessageMessage in the Moratorium State . . . . . . . .1211 3.1.1. CalleereceivesReceives Initial INVITEretransmissionRetransmission (Preparativestate) whileState) While in the MoratoriumstateState . .1211 3.1.2. CalleereceivesReceives CANCEL (Earlystate) whenState) While in the MoratoriumstateState . . . . . . . . . . . . . . . . . . .1413 3.1.3. CalleereceivesReceives BYE (Earlystate) whileState) While in the MoratoriumstateState . . . . . . . . . . . . . . . . . . .1615 3.1.4. CalleereceivesReceives re-INVITE (Establishedstate) whileState) While in the Moratoriumstate (caseState (Case 1) . . . . . . . .1817 3.1.5. CalleereceivesReceives re-INVITE (Establishedstate) whileState) While in the Moratoriumstate (caseState (Case 2) . . . . . . . .2322 3.1.6. CalleereceivesReceives BYE (Establishedstate) whileState) While in the MoratoriumstateState . . . . . . . . . . . . . . . . .2726 3.2. ReceivingmessageMessage in the Mortal State . . . . . . . . . .2928 3.2.1. UAreceivesReceives BYE (Establishedstate) whileState) While in the MortalstateState . . . . . . . . . . . . . . . . . . . . .3028 3.2.2. UAreceivesReceives re-INVITE (Establishedstate) whileState) While in the MortalstateState . . . . . . . . . . . . . . . . . . .3230 3.2.3. UAreceivesReceives 200 OK for re-INVITE (Establishedstate) whileState) While in the MortalstateState . . . . . . . . . . .3432 3.2.4. CalleereceivesReceives ACK (Moratoriumstate) whileState) While in the MortalstateState . . . . . . . . . . . . . . . . . . .3735 3.3. Otherrace conditionsRace Conditions . . . . . . . . . . . . . . . . . .3836 3.3.1. Re-INVITEcrossoverCrossover . . . . . . . . . . . . . . . . .3836 3.3.2. UPDATE and re-INVITEcrossoverCrossover . . . . . . . . . . . .4440 3.3.3. Receiving REFER (Establishedstate) whileState) While in the MortalstateState . . . . . . . . . . . . . . . . . . . . .4845 4.IANA Considerations . . . . . . . . . . . . . . . . . . . . . 50 5.Security Considerations . . . . . . . . . . . . . . . . . . .50 6.46 5. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .50 7.46 6. References . . . . . . . . . . . . . . . . . . . . . . . . . .50 7.1.47 6.1. Normative References . . . . . . . . . . . . . . . . . . .50 7.2.47 6.2. Informative References . . . . . . . . . . . . . . . . . .5147 Appendix A. BYE in the Early Dialog . . . . . . . . . . . . . . .5148 Appendix B. BYErequest overlappingRequest Overlapping with re-INVITE . . . . . . .5349 Appendix C. UA'sbehaviorBehavior for CANCEL . . . . . . . . . . . . . .5652 Appendix D. Notes on therequestRequest in the MortalstateState . . . . . .5854 Appendix E. Forking andreceiving newReceiving New Totags . . . . . . . . . . 58 Authors' Addresses . . . . . . . . .Tags . . . . . . . . . .. . . . . 63 Intellectual Property and Copyright Statements . . . . . . . . . . 6554 1. Overview The call flows shown in this document were developed in the design of a SIP IP communications network. These examples are of race conditions, which stem from transitions in dialogstates;states -- mainly transitions during session establishment after the sending of an INVITE. When implementing SIP, various complex situations may arise. Therefore, it is helpful to provide implementors of the protocol with examples of recommended terminal and server behavior. This document clarifies SIPUAUser Agent (UA) behaviors when messages cross each other as race conditions. By clarifying the operation under race conditions, inconsistent interpretations between implementations are avoided and interoperability is expected to be promoted. It is the hope of the authors that this document will be useful for SIP implementors, designers, and protocol researchers and will help them achieve the goal of a standard implementation of RFC 3261 [1]. These call flows are based ontheversion 2.0 ofSIPSIP, defined in RFC 3261[1][1], with SDP usage as described in RFC 3264 [2]. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14, RFC 2119 [3]. 1.1. General Assumptions A number of architectural, network, and protocol assumptions underlie the call flows in this document. Note that these assumptions are not requirements. They are outlined in this section so that they may be taken into consideration and help understanding of the call flow examples. These flows do not assume specific underlying transport protocols such as TCP, TLS, and UDP. See the discussion in RFC 3261 [1] for details of the transport issues for SIP. 1.2. Legend for Message Flows Dashed lines (---) and slash lines (/, \) represent signaling messages that are mandatory to the call scenario. (X) represents the crossover of signaling messages. (->x, x<-) indicate that the packet is lost. The arrow indicates the direction of message flow. Double dashed lines (===) represent media paths between network elements. Messages are identified in the figures as F1, F2, etc. These numbers are used for references to the message details that follow theFigure.figure. Comments in the message details are shown in the following form: /* Comments. */ 1.3. SIP Protocol Assumptions This document does not prescribe the flows precisely as they are shown, but rather illustrates the principles for best practice. They are best practice usages (orderings, syntax, selection of features for the purpose, or handling of errors) of SIP methods,headersheaders, and parameters. Note: The flows in this document must not be copied as-is by implementors because additional annotations have been incorporated into this document for ease of explanation. To sum up, the procedures described in this document represent well-reviewed examples of SIP usage, which exemplify best common practice according to IETF consensus. For reasons of simplicity in reading and editing the document, there are a number of differences between some of the examples and actual SIP messages. For instance, Call-IDs are often replicated, CSeq often begins at 1, header fields are usually shown in the same order, usually only the minimum required header field set is shown, and other headerswhichthat would usually beincludedincluded, such as Accept, Allow,etc.etc., are not shown. Actors: Element Display Name URI IP Address ------- ------------ --- ---------- User Agent Alice sip:alice@atlanta.example.com 192.0.2.101 User Agent Bob sip:bob@biloxi.example.com 192.0.2.201 User Agent Carol sip:carol@chicago.example.com 192.0.2.202 Proxy Server ss.atlanta.example.com 192.0.2.111 The term "session" is used in this document in the same way it is used in Sections 13-15 of RFC 3261 [1]sections 13-15. (Which(which differs somewhat from the definition of the term in RFC3261.)3261). RFC 5057 [6] introduces another term, "invite dialog usage", which is more precisely defined. The term "session" used herein is almost, but not quite, identical to the term "invite dialog usage". The two have differing definitions of when the state ends -- the session ends earlier, when BYE is sent or received. 2. The Dialog State Machine for INVITEdialog usageDialog Usage Race conditions are generated when the dialog state of the receiving side differs from that of the sending side. For instance, a race condition occurs when a UAC (User Agent Client) sends a CANCEL in the Early state while the UAS (User Agent Server) is transitioning from the Early state to the Confirmed state by sending a 200 OK to an initial INVITE (indicated as "ini-INVITE" hereafter). The DSM (dialog state machine) for the INVITE dialog usage is presented as follows to help understanding of the UA's behavior in race conditions. The DSM clarifies the UA's behavior by subdividing the dialog state shown in RFC 3261 [1] into various internal states. We call the state before the establishment of a dialog the Preparative state. The Confirmed state is subdivided into two substates, the Moratorium and the Established states, and the Terminated state is subdivided into the Mortal and Morgue states. Messageswhichthat are the triggers for the state transitions between these states are indicated with arrows. In this figure, messageswhichthat are not related to state transition are omitted. Below are the DSMs, first for the caller and then for the callee. INV +-----------------------------------------------+ --->| Preparative | +-----------------------------------------------+ | | | | 3xx-6xx | 1xx-tag | 2xx | | | | | 1xx-tag | | V w/new tag | | +-----------------+ [new DSM] | | 3xx-6xx | | | (new DSM | +<--------| Early | | instance | | | |<--+ created) | | +-----------------+ | | | | | 2xx w/new tag | | BYE | 2xx | [new DSM] | | +------------>+<-+ | (new DSM | | | | instance +-----C------------C-----+ +-----------C------+ | created) | | Terminated | | | Confirmed | | | | | +<----C---------| | | | | | | | BYE(sr) | | | | | | V | | V | | | 2xx | +-----------+ | | +-----------+ | | | +---C--| |---C-+ | | | | | | | | | Mortal | | | BYE(r)| | Moratorium|<-C--+ | +---C->| |<--C-+ | | | | | ACK | +-----------+ | | +-----------+ | | | | | | | | | | | Timeout | | | ACK | | | | | | | | | V V | | V | | +---------------+ | | +-----------+ | | | | | | | |--C-+ | | Morgue | | | |Established| | | 2xx,ACK | | | | | | |<-C-+ | +---------------+ | | +-----------+ | | | | | +------------------------+ +------------------+ (r): indicates that only reception is allowed. Where (r) is not used as an indicator, "response" means receive, and "request" means send. (sr): indicates that both sending and reception are allowed. Figure 1: DSM for INVITE dialog usage(Caller)(caller) Figure 1 represents the caller's DSM for the INVITE dialog usage. The caller MAY send a BYE in the Early state, even though this behavior is not recommended. A BYE sent in the Early state terminates the early dialog using a specific To tag. That is, when a proxy is performing forking, the BYE is only able to terminate the early dialog with a particular UA. If the caller wants to terminate all early dialogs instead of that with a particular UA, it needs to send CANCEL, not BYE. However, it is not illegal to send BYE in the Early state to terminate a specific early dialog if this istothe caller's intent. Moreover, until the caller receives a final response and terminates the INVITE transaction, the caller MUST be prepared to establish a dialog by receiving a new response to the INVITE even if it has already sent a CANCEL or BYE and terminated the dialog (see Appendix A). INV +-----------------------------------------------+ --->| Preparative | +-----------------------------------------------+ | | | | 3xx-6xx | 1xx-tag | 2xx | | | | V | | +------------------+ | | 3xx-6xx | | | +<--------| Early | | | | | | | +------------------+ | | | | | | |BYE/487(INV) | 2xx | | | +------------>+<-+ | | | +-----C------------C-----+ +-----------C------+ | | Terminated | | | Confirmed | | | | +<----C---------| | | | | | | BYE(sr) | | | | | V | | V | | | +------------+ | | +-----------+ | | | | |---C-+ | | |--C-+ | | | Mortal | | | BYE | | Moratorium| | | 2xx | | | |<--C-+ | | |<-C-+ if ACK not | | +------------+ | | +-----------+ | received | | | | | | | | | | Timeout | | | ACK | | | | | | | | | V V | | V | | +---------------+ | | +-----------+ | | | | | | | | | | | Morgue | | | |Established| | | | | | | | | | | +---------------+ | | +-----------+ | | | | | +------------------------+ +------------------+ (sr): indicates that both sending and reception are allowed. Where (sr) is not used as an indicator, "response" means send, and "request" means receive. Figure 2: DSM for INVITE dialog usage(Callee)(callee) Figure 2 represents the callee's DSM for the INVITE dialog usage. The figure does not illustrate the state transition related to CANCEL requests. A CANCEL request does not cause a dialog state transition. However, the callee terminates the dialog and triggers the dialog transition by sending a 487 immediately after the reception of the CANCEL. This behavior upon the reception of the CANCEL request is further explained in Appendix C. The UA's behavior in each state is as follows. Preparative (Pre): The Preparative state is in effect until the early dialog is established by sending or receiving a provisional response with a To tag after an ini-INVITE is sent or received. The dialog does not yet exist in the Preparative state. If the UA sends or receives a 2xx response, the dialog state transitions from the Preparative state to the Moratorium state, which is a substate of the Confirmed state. In addition, if the UA sends or receives a 3xx-6xxresponseresponse, the dialog state transitions to the Morguestatestate, which is a substate of the Terminated state. Sending an ACK for a 3xx-6xx response and retransmissions of3xx-6xx3xx- 6xx are not shown on the DSMs because they are sent by the INVITE transaction. Early (Ear): The early dialog is established by sending or receiving a provisional response except 100 Trying. The early dialog exists even though the dialog does not exist in this state yet. The dialog state transitions from the Early state to the Moratorium state, a substate of the Confirmed state, by sending or receiving a 2xx response. In addition, the dialog state transitions to the Morgue state, a substate of the Terminated state, by sending or receiving a 3xx-6xx response. Sending an ACK for a 3xx-6xx response and retransmissions of 3xx-6xx are not shown on this DSM because they are automatically processed on the transaction layer and don't influence the dialog state. The UAC may send a CANCEL in the Early state. The UAC may also send a BYE (although it is not recommended). The UAS may send a 1xx-6xx response. The sending or receiving of a CANCEL request does not have a direct influence on the dialog state. The UA's behavior upon the reception of the CANCEL request is explained further in Appendix C. Confirmed (Con): The sending or receiving of a 2xx final response establishes a dialog. The dialog starts in this state. The Confirmed state transitions to the Mortal state, a substate of the Terminated state, by sending or receiving a BYE request. The Confirmed state has two substates, the Moratorium and the Established states, which are different with regard to the messages that UAs are allowed to send. Moratorium (Mora): The Moratorium state is a substate of the Confirmed state and inherits its behavior. The Moratorium state transitions to the Established state by sending or receiving an ACK request. The UAC may send an ACK and the UAS may send a 2xx final response. Established (Est): The Established state is a substate of the Confirmed state and inherits its behavior. Both caller and callee may send various messageswhichthat influence a dialog. The caller supports the transmission of ACK to the retransmission of a 2xx response to an ini-INVITE. Terminated (Ter): The Terminated state is subdivided into two substates, the Mortal and Morgue states, to cover the behavior when a dialog is being terminated. In this state, the UA holds information about the dialogwhichthat is being terminated. Mortal (Mort): The caller and callee enter the Mortal state by sending or receiving a BYE. The UA MUST NOT send any new requests within the dialog because there is no dialog.(Here(Here, the new requests do not include ACK for 2xx and BYE for 401 or407407, as further explained in Appendix D below.) In the Mortal state, BYE can be accepted, and the other messages in the INVITE dialog usage are responded to with an error. This addresses the case where a caller and a callee exchange reports about the session when it is being terminated.ThereforeTherefore, the UA possesses dialog information for internal processing but the dialog shouldn't be externally visible. The UA stops managing its dialog state and changes it to the Morguestate,state when the BYE transaction is terminated. Morgue (Morg): The dialog no longer exists in this state. The sending or receiving of signalingwhichthat influences a dialog is not performed. (A dialog is literally terminated.) The caller and callee enter the Morgue state via the termination of the BYE or INVITE transaction. 3. Race Conditions This section details a race condition between two SIP UAs, Alice and Bob. Alice (sip:alice@atlanta.example.com) and Bob (sip:bob@biloxi.example.com) are assumed to be SIP phones or SIP- enabled devices. Only significant signaling is illustrated. Dialog state transitions caused by the sending or receiving of SIP messages areshownshown, and race conditions are indicated by '*race*'. (For abbreviations for the dialog state transitions, refer to Section 2.) '*race*' indicates the moment when a race condition occurs. Examples of race conditions are described below. 3.1. ReceivingmessageMessage in the Moratorium State This section shows some examples of call flow race conditions when receiving messages from other states while in the Moratorium state. 3.1.1. CalleereceivesReceives Initial INVITEretransmissionRetransmission (Preparativestate) whileState) While in the MoratoriumstateState State Alice Bob State | | | ini-INVITE F1 | |------------------------------------>| Pre | 180 F2(Packet loss) | Pre | x<-----------------------| | | Ear | ini-INVITE F4(=F1) 200 F3 | |------------------ --------------| | \ / | Mora | X | | / \ | |<----------------- ------------->| *race* Mora | ACK F5 | |------------------------------------>| Est | | Est | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives a Preparative message while in the Moratorium state. All provisional responses to the initial INVITE (ini-INVITE F1) are lost, and the UAC retransmits an ini-INVITE (F4). At the same time as this retransmission, the UAS generates a 200 OK (F3) to theini- INVITEini-INVITE and terminates the INVITE server transaction, according to Section 13.3.1.4 of RFC 3261 [1]. However, it is reported that terminating an INVITE server transaction when sending a 200 OK is an essential correction to SIP [7]. Therefore, the INVITE server transaction is not terminated by F3, andtheF4 MUST be handled properly as a retransmission. In RFC 3261 [1], it is not specified whether the UAS retransmits 200 to the retransmission of ini-INVITE. Considering the retransmission of 200 triggered by a timer (theTUtransaction user (TU) keeps retransmitting 200 based on T1 and T2 until it receives an ACK), according to Section 13.3.1.4 of RFC 3261 [1], it seems unnecessary to retransmit 200 when the UAS receives the retransmission of the ini-INVITE. (For implementation, it does not matter if the UAS sends the retransmission of 200, since the 200 does not cause any problem.) Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice /* 180 response is lost and does not reach Alice. */ F3 200 OK Bob -> Alice /* According to Section 13.3.1.4 of RFC 3261 [1], the INVITE server transaction is terminated at this point. However, this has been reported as an essential correction to SIP, and the UAS MUST correctly recognize the ini-INVITE (F4) as a retransmission. */ F4 INVITE (retransmission) Alice -> Bob /* F4 is a retransmission of F1. They are exactly the same INVITE request. For UAs that have not dealt with the correction [7] (an INVITE server transaction is terminated when sending 200 to INVITE), this request does not match the transaction as well as the dialog since it does not have a To tag. However, Bob must recognize the retransmitted INVITE correctly, without treating it as a new INVITE. */ F5 ACK Alice -> Bob 3.1.2. CalleereceivesReceives CANCEL (Earlystate) whenState) While in the MoratoriumstateState State Alice Bob State | | | INVITE F1 | |----------------------------->| Pre | 180 Ringing F2 | Pre |<-----------------------------| Ear | | Ear |CANCEL F3 200(INVITE) F4| |------------ -------------| | \ / | Mora | X | | / \ | |<----------- ------------>| *race* Mora | | | ACK F6 200(CANCEL) F5| |------------ -------------| Est | \ / | | X | | / \ | |<----------- ------------>| | | Est | One Way RTP Media | | (Two Way RTP Media possible) | |<=============================| | BYE F7 | |----------------------------->| Mort | 200 F8 | Mort |<-----------------------------| | ^ ^ | | | Timer K | | | V | | Morg | Timer J | | | V | | | Morg | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Early message, CANCEL, while in the Moratorium state. Alice sends aCANCELCANCEL, and Bob sends a 200 OK response to the initial INVITE message at the same time. As described in the previous section, according to RFC 3261 [1], an INVITE server transaction is supposed to be terminated by a 200 response, but this has been corrected in [7]. This section describes a case in which an INVITE server transaction is not terminated by a 200 response to the INVITE request. In this case, there is an INVITE transactionwhichthat the CANCEL request matches, so a 200 response to the request is sent. This 200 response simply means that the next hop receives the CANCEL request(Successful(successful CANCEL (200) does not mean the INVITE was actually canceled). When a UAS has not dealt with the correction [7], the UAC MAY receive a 481 response to the CANCEL since there is no transactionwhichthat the CANCEL request matches. This 481 simply means that there is no matching INVITE server transaction and CANCEL is not sent to the next hop. Regardless of the success/failure of the CANCEL, Alice checks the final response to the INVITE, and if she receives 200 to the INVITE request she immediately sends a BYE and terminates the dialog.(Section(See Section 15, RFC 3261[1])[1].) From the time F1 is received by Bob until the time that F8 is sent by Bob, media may be flowing one way from Bob to Alice. From the time that an answer is received by Alice fromBobBob, there is the possibility that media may flow from Alice to Bob as well. However, once Alice has decided to cancel the call, she presumably will not send media, so practically speaking the media stream will remain one way. Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 CANCEL Alice -> Bob /* Alice sends a CANCEL in the Early state. */ F4 200 OK (INVITE) Bob -> Alice /* Alice receives a 200 to INVITE (F1) in the Moratorium state. Alice has the potential to send as well as receive media, but in practice will not send because there is an intent to end the call. */ F5 200 OK (CANCEL) Bob -> Alice /* 200 to CANCEL simply means that the CANCEL was received. The 200 response is sent, since this case assumes the correction [7] has been made. If an INVITE server transaction is terminated according to the procedure stated in RFC 3261 [1], the UAC MAY receive a 481 response instead of 200. */ F6 ACK Alice -> Bob /* INVITE is successful, and the CANCEL becomes invalid. Bob establishes RTP streams. However, the next BYE request immediately terminates the dialog and session. */ F7 BYE Alice -> Bob F8 200 OK Bob -> Alice 3.1.3. CalleereceivesReceives BYE (Earlystate) whileState) While in the MoratoriumstateState State Alice Bob State | | | ini-INVITE F1 | |------------------------------->| Pre | 180 F2 | Pre |<-------------------------------| Ear | | Ear | BYE F4 200(INVITE) F3| |------------- --------------| Mort | \ / | Mora | X | | / \ | |<------------ ------------->| *race* | | Mort | ACK F5 200(BYE) F6 | |------------- --------------| | \ / ^ | | X | | | / \ | | |<------------ ------------->| | ^ | | | | Timer K | | | V | | Morg | Timer J | | | V | | | Morg | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Early message, BYE, while in the Moratorium state. Alice sends a BYE in the Earlystatestate, and Bob sends a 200 OK to the initial INVITE request at the same time. Bob receives the BYE in the Confirmed dialog state although Alice sent the request in the Early state(As(as explained in Section 2 and Appendix A, this behavior is not recommended). When a proxy is performing forking, the BYE is only able to terminate the early dialog with a particular UA. If the caller wants to terminate all early dialogs instead of only that with a particular UA, it needs to send CANCEL, not BYE. However, it is not illegal to send BYE in the Early state to terminate a specific early dialog if that is the caller's intent. The BYE functions normally even if it is received after the INVITE transaction termination because BYE differs from CANCEL, and is sent not to the request but to the dialog. Alice enters the Mortal state on sending the BYE request, and remains Mortal until the Timer K timeout occurs. In the Mortal state, the UAC does not establish asession,session even though it receives a 200 response to the INVITE. Even so, the UAC sends an ACK to 200 in order to complete the INVITE transaction. The ACK is always sent to complete the three-way handshake of the INVITE transaction(Further(further explained in Appendix D below). Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK (ini-INVITE) Bob -> Alice F4 BYE Alice -> Bob /* Alice transitions to the Mortal state upon sending BYE. Therefore, after this, she does not begin a session even though she receives a 200 response with an answer. */ F5 ACK Alice -> Bob F6 200 OK (BYE) Bob -> Alice 3.1.4. CalleereceivesReceives re-INVITE (Establishedstate) whileState) While in the Moratoriumstate (caseState (Case 1) State Alice Bob State | | | ini-INVITE w/offer1 F1 | |------------------------------->| Pre | 180 F2 | Pre |<-------------------------------| Ear | | Ear | 200(ini-INV) w/answer1 F3 | |<-------------------------------| Mora | ACK F4(packet loss) | Mora |-------------------->x | Est | | | re-INVITE F6 200 F5(=F3) | | w/offer2 w/answer1 | |------------- --------------| | \ / | | X | | / \ | |<------------ ------------->| *race* | 200(re-INV) F8| | ACK F7(=F4) w/answer2 | |------------- --------------| | \ / | | X | | / \ | |<------------ ------------->| | ACK (re-INV) F9 | Est |------------------------------->| | | | | This scenario illustrates the race conditionwhichthat occurs when a UAS in the Moratorium state receives a re-INVITE sent by a UAC in the Established state. The UAS receives a re-INVITE (with offer2) before receiving an ACK for the ini-INVITE (with offer1). The UAS sends a 200 OK (with answer2) to the re-INVITE (F8) because it has sent a 200 OK (with answer1) to the ini-INVITE (F3, F5) and the dialog has already been established. (Because F5 is a retransmission of F3, SDP negotiation is not performed here.) As can be seen in Section 3.3.2 below, the 491 response seems to be closely related to session establishment, even in cases other than INVITEcross-over.crossover. This example recommends that 200 be sent instead of 491 because it does not have an influence on the session. However, a 491 response can also lead to the same outcome, so either response can be used. Moreover, if the UAS doesn't receive an ACK for a long time, it should send a BYE and terminate the dialog. Note that ACK F7 has the same CSeq number as ini-INVITE F1(See(see Section 13.2.2.4 of RFC 3261 [1]). The UA should not reject or drop the ACK on grounds of the CSeq number. Note: Implementation issues are outside the scope of this document, butthis note provides athe following tip is provided for avoiding race conditions of this type.That is for theThe callertocan delay sending re-INVITE F6 for some period of time (2 seconds, perhaps), after which the caller can reasonably assume that its ACK has been received. Implementors can decouple the actions of the user(e.g.(e.g., pressing the hold button) from the actions of the protocol (the sending of re-INVITE F6), so that the UA can behave like this. In this case, it is the implementor's choice as to how long to wait. In most cases, such an implementation may be useful to prevent the type of race condition shown in this section. This document expresses no preference about whether or not they should wait for an ACK to be delivered. After considering the impact onusersuser experience, implementors should decide whether or not to wait for awhile or not,while, because the user experience depends on the implementation and has no direct bearing on protocolbehaviour.behavior. Message Details F1 INVITE Alice -> Bob INVITE sip:bob@biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com> Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Contact: <sip:alice@client.atlanta.example.com;transport=udp> Content-Type: application/sdp Content-Length: 137 v=0 o=alice 2890844526 2890844526 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 /* Detailed messages are shown for the sequence to illustrate the offer and answer examples. */ F2 180 Ringing Bob -> Alice SIP/2.0 180 Ringing Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 ;received=192.0.2.101 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Contact: <sip:bob@client.biloxi.example.com;transport=udp> Content-Length: 0 F3 200 OK Bob -> Alice SIP/2.0 200 OK Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 ;received=192.0.2.101 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Contact: <sip:bob@client.biloxi.example.com;transport=udp> Content-Type: application/sdp Content-Length: 133 v=0 o=bob 2890844527 2890844527 IN IP4 client.biloxi.example.com s=- c=IN IP4 192.0.2.201 t=0 0 m=audio 3456 RTP/AVP 0 a=rtpmap:0 PCMU/8000 F4 ACK Alice -> Bob ACK sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bKnashd8 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 ACK Content-Length: 0 /* The ACK request is lost. */ F5(=F3) 200 OK Bob -> Alice (retransmission) /* The UAS retransmits a 200 OK to the ini-INVITE since it has not received an ACK. */ F6 re-INVITE Alice -> Bob INVITE sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf91 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 INVITE Content-Length: 147 v=0 o=alice 2890844526 2890844527 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=sendonly F7(=F4) ACK Alice -> Bob (retransmission) /* "(=F4)" of ACK F7 shows that it is equivalent to F4 in that it is an ACK for F3. This doesn't mean that F4 and F7 must be equal in Via-branch value. Although it is ambiguous in RFC 3261 whether the Via-branch of ACK F7 differs fromF4 in RFC3261,that of F4, it doesn't affect the UAS's behavior. */ F8 200 OK (re-INVITE) Bob -> Alice SIP/2.0 200 OK Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf91 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 INVITE Content-Length: 143 v=0 o=bob 2890844527 2890844528 IN IP4 client.biloxi.example.com s=- c=IN IP4 192.0.2.201 t=0 0 m=audio 3456 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=recvonly F9 ACK (re-INVITE) Alice -> Bob ACK sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK230f21 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 ACK Content-Length: 0 3.1.5. CalleereceivesReceives re-INVITE (Establishedstate) whileState) While in the Moratoriumstate (caseState (Case 2) State Alice Bob State | | | ini-INVITE (no offer) F1 | |------------------------------->| Pre | 180 F2 | Pre |<-------------------------------| Ear | | Ear | 200(ini-INV) w/offer1 F3 | |<-------------------------------| Mora | ACK w/answer1 F4(packet loss) | Mora |-------------------->x | Est | | | re-INVITE F6 200 F5(=F3) | | w/offer2 w/offer1 | |------------- --------------| | \ / | | X | | / \ | |<------------ ------------->| | ACK F7(=F4) 491(re-INV) F8| |------------- --------------| | \ / | | X | | / \ | |<------------ ------------->| | ACK (re-INV) F9 | Est |------------------------------->| | | | | This scenario is basically the same as that of Section 3.1.4, but differs in sending an offer in the 200 and an answer in the ACK. In contrast to the previous case, the offer in the 200 (F3) and the offer in the re-INVITE (F6) collide with each other. Bob sends a 491 to the re-INVITE (F6) since he is not able to properly handle a new request until he receives an answer. (Note: 500 with a Retry-After header may bereturned,returned if the 491 response is understood to indicate request collision. However, 491 is recommended here because 500 applies to so many cases that it is difficult to determine what the real problem was.) The same result will be reached if F6 is an UPDATE with offer. Note: As noted in Section 3.1.4, the caller may delay sending are-INVITEre- INVITE F6 for some period of time (2 seconds, perhaps), after which the caller may reasonably assume that its ACK has been received, to prevent this type of race condition. This document expresses no preference about whether or not they should wait for an ACK to be delivered. After considering the impact onusersuser experience, implementors should decide whether or not to wait for awhile or not,while, because the user experience depends on the implementation and has no direct bearing on protocolbehaviour.behavior. Message Details F1 INVITE Alice -> Bob INVITE sip:bob@biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com> Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Contact: <sip:alice@client.atlanta.example.com;transport=udp> Content-Length: 0 /* The request does not contain an offer. Detailed messages are shown for the sequence to illustrate offer and answer examples. */ F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice SIP/2.0 200 OK Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 ;received=192.0.2.101 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Contact: <sip:bob@client.biloxi.example.com;transport=udp> Content-Type: application/sdp Content-Length: 133 v=0 o=bob 2890844527 2890844527 IN IP4 client.biloxi.example.com s=- c=IN IP4 192.0.2.201 t=0 0 m=audio 3456 RTP/AVP 0 a=rtpmap:0 PCMU/8000 /* An offer is made in 200. */ F4 ACK Alice -> Bob ACK sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bKnashd8 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 ACK Content-Type: application/sdp Content-Length: 137 v=0 o=alice 2890844526 2890844526 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 /* The request contains an answer, but the request is lost. */ F5(=F3) 200 OK Bob -> Alice (retransmission) /* The UAS retransmits a 200 OK to the ini-INVITE since it has not received an ACK. */ F6 re-INVITE Alice -> Bob INVITE sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf91 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 INVITE Content-Length: 147 v=0 o=alice 2890844526 2890844527 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=sendonly /* The request contains an offer. */ F7(=F4) ACK Alice -> Bob (retransmission) /* A retransmission triggered by the reception of a retransmitted 200. "(=F4)" of ACK F7 shows that it is equivalent to the F4 in that it is an ACK for F3. This doesn't mean that F4 and F7 are necessarily equal in Via-branch value. Although it is ambiguous in RFC 3261 whether the Via-branch of ACK F7 differs fromF4 in RFC3261,that of F4, it doesn't affect the UAS's behavior. */ F8 491 (re-INVITE) Bob -> Alice /* Bob sends 491 (Request Pending), since Bob has a pending offer. */ F9 ACK (re-INVITE) Alice -> Bob 3.1.6. CalleereceivesReceives BYE (Establishedstate) whileState) While in the MoratoriumstateState State Alice Bob State | | | INVITE F1 | |-------------------------->| Pre | 180 Ringing F2 | Pre |<--------------------------| Ear | | Ear | 200 OK F3 | |<--------------------------| Mora | ACK F4(packet loss) | Mora |--------------->x | Est | Both Way RTP Media | |<=========================>| | BYE F6 200 F5(=F3)| |----------- -----------| Mort | \ / | | X | | / \ | |<---------- ---------->| *race* |ACK F7(=F4) 200(BYE) F8| Mort |----------- -----------| | \ / | | X | | / \ | |<---------- ---------->| | ^ ^ | | | Timer K | | | V | | Morg | Timer J | | | V | | | Morg | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Established message, BYE, while in the Moratorium state. An ACK request for a 200 OK response is lost (or delayed). Bob retransmits the 200 OK to the ini-INVITE, and at the same time Alice sends a BYE request and terminates the session. Upon receipt of the retransmitted 200OKOK, Alice's UA might be inclined to reestablish the session. But that is wrong--- the session should not be reestablished when the dialog is in the Mortal state. Moreover, in the case where the UAS sends an offer in a 200 OK, the UAS should not start a session again, for the same reason, if the UAS receives a retransmitted ACK after receiving a BYE. Note: As noted in Section 3.1.4, implementation issues are outside the scope of this document, butthis note provides athe following tip is provided for avoiding race conditions of this type.That is for theThe callertocan delay sending BYE F6 for some period of time (2 seconds, perhaps), after which the caller can reasonably assume that its ACK has been received. Implementors can decouple the actions of the user(e.g.(e.g., hanging up) from the actions of the protocol (the sending of BYE F6), so that the UA can behave like this. In this case, it is the implementor's choice as to how long to wait. In most cases, such an implementation may be useful to prevent the type of race condition shown in this section. This document expresses no preference about whether or not they should wait for an ACK to be delivered. After considering the impact onusersuser experience, implementors should decide whether or not to wait for awhile or not,while, because the user experience depends on the implementation and has no direct bearing on protocolbehaviour.behavior. Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob /* ACK request is lost. */ F5(=F3) 200 OK Bob -> Alice /* The UAS retransmits a 200 OK to the ini-INVITE since it has not received an ACK. */ F6 BYE Alice -> Bob /* Bob retransmits a 200 OK and Alice sends a BYE at the same time. Alice transitions to the Mortal state, so she does not begin a session after this even though she receives a 200 response to the re-INVITE. */ F7(=F4) ACK Alice -> Bob /* "(=F4)" of ACK F7 shows that it is equivalent to the F4 in that it is an ACK for F3. This doesn't mean that F4 and F7 must be equal in Via-branch value. Although it is ambiguous in RFC 3261 whether the Via-branch of ACK F7 differs fromF4 in RFC3261,that of F4, it doesn't affect the UAS's behavior. */ F8 200 OK (BYE) Bob -> Alice /* Bob sends a 200 OK to the BYE. */ 3.2. ReceivingmessageMessage in the Mortal State This section shows some examples of call flow race conditions when receiving messages from other states while in the Mortal state. 3.2.1. UAreceivesReceives BYE (Establishedstate) whileState) While in the MortalstateState State Alice Bob State | | | INVITE F1 | |----------------------->| Pre | 180 Ringing F2 | Pre |<-----------------------| Ear | | Ear | 200 OK F3 | |<-----------------------| Mora | ACK F4 | Mora |----------------------->| Est | Both Way RTP Media | Est |<======================>| | | | BYE F5 BYE F6 | |--------- ----------| Mort | \ / | Mort | X | | / \ | |<-------- --------->| *race* | | | 200 F8 200 F7 | |--------- ----------| | \ / | | X | | / \ | |<-------- --------->| | ^ ^ | | | Timer K | | | V | | Morg | Timer J | | | V | | | Morg | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Established message, BYE, while in the Mortal state. Alice and Bob send a BYE at the same time. A dialog and session are ended shortly after a BYE request is passed to a client transaction. As shown in Section 2, the UA remains in the Mortal state. UAs in the Mortal state return error responses to the requests that operate within a dialog or session, such as re-INVITE, UPDATE, or REFER. However, the UA shall return a 200 OK to the BYE taking the use case into consideration where a caller and a callee exchange reports about the session when it is being terminated. (Since thedialoguedialog and the session both terminate when a BYE is sent, the choice of sending a 200 or an error response upon receiving a BYE while in the Mortal state does not affect the resulting termination. Therefore, even though this example uses a 200 response, other responses can also be used.) Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob F5 BYE Alice -> Bob /* The session is terminated at the moment Alice sends a BYE. The dialog still exists then, but it is certain to be terminated in a short period of time. The dialog is completely terminated when the timeout of the BYE request occurs. */ F6 BYE Bob -> Alice /* Bob has also transmitted a BYE simultaneously with Alice. Bob terminates the session and the dialog. */ F7 200 OK Bob -> Alice /* Since the dialog is in the Moratorium state, Bob responds with a 200 to the BYE request. */ F8 200 OK Alice -> Bob /* Since Alice has transitioned from the Established state to the Mortal state by sending a BYE, Alice responds with a 200 to the BYE request. */ 3.2.2. UAreceivesReceives re-INVITE (Establishedstate) whileState) While in the MortalstateState State Alice Bob State | | | INVITE F1 | |----------------------->| Pre | 180 Ringing F2 | Pre |<-----------------------| Ear | | Ear | 200 OK F3 | |<-----------------------| Mora | ACK F4 | Mora |----------------------->| Est | Both Way RTP Media | Est |<======================>| | | | BYE F5 re-INVITE F6| |--------- ----------| Mort | \ / | | X | | / \ | *race* |<-------- --------->| | | Mort | 481 F8 200 F7 | | (re-INV) (BYE) | |--------- ----------| | \ / |^ | X || | / \ ||Timer J |<-------- --------->|| ^| ACK (re-INV) F9 || ||<-----------------------|| Timer K|| || V| || Morg | |V | | Morg | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Established message, re-INVITE, while in the Mortal state. Bob sends a re-INVITE, and Alice sends a BYE at the same time. The re-INVITE receives a 481response,response since the TU of Alice has transitioned from the Established state to the Mortal state by sending BYE. Bob sends an ACK for the 481response,response because the ACK for error responses is handled by the transaction layerandand, at the point of receiving the481481, the INVITE client transaction still remains (even though the dialog has been terminated). Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob F5 BYE Alice -> Bob /* Alice sends a BYE and terminates the session, and transitions from the Established state to the Mortal state. */ F6 re-INVITE Bob -> Alice /* Alice sends a BYE, and Bob sends a re-INVITE at the same time. The dialog state transitions to the Mortal state at the moment Alice sends the BYE, but Bob does not know this until he receives the BYE. Therefore, the dialog is in the Terminated state from Alice's point of view, but in the Confirmed state from Bob's point of view. A race condition occurs. */ F7 200 OK (BYE) Bob -> Alice F8 481 Call/Transaction Does Not Exist (re-INVITE) Alice -> Bob /* Since Alice is in the Mortal state, she responds with a 481 to the re-INVITE. */ F9 ACK (re-INVITE) Bob -> Alice /* ACK for an error response is handled by Bob's INVITE client transaction. */ 3.2.3. UAreceivesReceives 200 OK for re-INVITE (Establishedstate) whileState) While in the MortalstateState State Alice Bob State | | | INVITE F1 | |----------------------->| Pre | 180 Ringing F2 | Pre |<-----------------------| Ear | | Ear | 200 OK F3 | |<-----------------------| Mora | ACK F4 | Mora |----------------------->| Est | Both Way RTP Media | Est |<======================>| | | | re-INVITE F5 | |<-----------------------| | 200 F7 BYE F6 | |--------- ----------| | \ / | Mort | X | | / \ | |<-------- --------->| *race* Mort | 200 F8 ACK F9 | | (BYE) (re-INV) | |--------- ----------| | ^ \ / | | | X | | | / \ | |<-------- --------->| | | ^ | | | Timer K | | | | V | | | Timer J | Morg | V | Morg | | | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Established message, 200 to a re-INVITE, while in the Mortal state. Bob sends a BYE immediately after sending a re-INVITE. (For example, in the case of a telephone application, it is possible that a user hangs up the phone immediately after refreshing the session.) Bob sends an ACK for a 200 response to INVITE while in the Mortal state, completing the INVITE transaction. Note: As noted in Section 3.1.4, implementation issues are outside the scope of this document, butthis note provides athe following tip is provided for avoiding race conditions of this type.That is for theThe UACtocan delay sending a BYE F6 until the re-INVITE transaction F5 completes. Implementors can decouple the actions of the user(e.g.(e.g., hanging up) from the actions of the protocol (the sending of BYE F6), so that the UA can behave like this. In this case, it is the implementor's choice as to how long to wait. In most cases, such an implementation may be useful in preventing the type of race condition described in this section. This document expresses no preference about whether or not they should wait for an ACK to be delivered. After considering the impact onusersuser experience, implementors should decide whether or not to wait for awhile or not,while, because the user experience depends on the implementation and has no direct bearing on protocolbehaviour.behavior. Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob F5 re-INVITE Bob -> Alice INVITE sip:alice@client.atlanta.example.com SIP/2.0 Via: SIP/2.0/UDP client.biloxi.example.com:5060;branch=z9hG4bKnashd7 Session-Expires: 300;refresher=uac Supported: timer Max-Forwards: 70 From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Content-Length: 0 /* Some detailed messages are shown for the sequence to illustrate that the re-INVITE is handled in the usual manner in the Mortal state. */ F6 BYE Bob -> Alice /* Bob sends BYE immediately after sending the re-INVITE. Bob terminates the session and transitions from the Established state to the Mortal state. */ F7 200 OK (re-INVITE) Alice -> Bob SIP/2.0 200 OK Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bKnashd7 ;received=192.0.2.201 Require: timer Session-Expires: 300;refresher=uac From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Content-Length: 0 /* Bob sends BYE, and Alice responds with a 200 OK to the re-INVITE. A race condition occurs. */ F8 200 OK (BYE) Alice -> Bob F9 ACK (re-INVITE) Bob -> Alice ACK sip:alice@client.atlanta.example.com SIP/2.0 Via: SIP/2.0/UDP client.biloxi.example.com:5060;branch=z9hG4bK74b44 Max-Forwards: 70 From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 ACK Content-Length: 0 /* Bob sends ACK in the Mortal state to complete the three-way handshake of the INVITE transaction. */ 3.2.4. CalleereceivesReceives ACK (Moratoriumstate) whileState) While in the MortalstateState State Alice Bob State | | | ini-INVITE F1 | |------------------------------->| Pre | 180 F2 | Pre |<-------------------------------| Ear | 200 F3 | Ear |<-------------------------------| Mora | | Mora | ACK F4 BYE F5 | |------------- --------------| Est | \ / | Mort | X | | / \ | |<------------ ------------->| *race* Mort | 200 F6 | |------------------------------->| | ^ ^ | | | Timer K | | | | V | | | Timer J | Morg | V | Morg | | | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Established message, ACK to 200, while in the Mortal state. Alice sends an ACK and Bob sends a BYE at the same time. When the offer is in a 2xx, and the answer is in an ACK, there is a race condition. A session is not started when the ACK is received because Bob has already terminated the session by sending a BYE. The answer in the ACK request is just ignored. Note: As noted in Section 3.1.4, implementation issues are outside the scope of this document, butthis note provides athe following tip is provided for avoiding race conditions of this type. Implementors can decouple the actions of the user(e.g.(e.g., hanging up) from the actions of the protocol (the sending of BYE F5), so that the UA can behave like this. In this case, it is the implementor's choice as to how long to wait. In most cases, such an implementation may be useful in preventing the type of race condition described in this section. This document expresses no preference about whether or not they should wait for an ACK to be delivered. After considering the impact onusersuser experience, implementors should decide whether or not to wait for awhile or not,while, because the user experience depends on the implementation and has no direct bearing on protocolbehaviour.behavior. Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob /* RTP streams are established between Alice andBobBob. */ F5 BYE Alice -> Bob F6 200 OK Bob -> Alice /* Alice sends a BYE and terminates the session and dialog. */ 3.3. Otherrace conditionsRace Conditions This section shows examples of race conditions that are not directly related to dialog state transition. In SIP, processing functions are deployed in threelayers,layers: dialog, session, and transaction. They are related to each other, but have to be treated separately. Section 17 of RFC 3261 [1] details the processing of transactions. Thisdraftdocument has tried so far to clarify the processing on dialogs. This section explains race conditionswhichthat are related to sessions established with SIP. 3.3.1. Re-INVITEcrossoverCrossover Alice Bob | | | INVITE F1 | |--------------------------->| | 180 Ringing F2 | |<---------------------------| | 200 OK F3 | |<---------------------------| | ACK F4 | |--------------------------->| | Both Way RTP Media | |<==========================>| | | |re-INVITE F5 re-INVITE F6 | |------------ -------------| | \ / | | X | | / \ | |<----------- ------------>| | 491 F8 491 F7 | |------------ -------------| | \ / | | X | | / \ | |<----------- ------------>| | ^ ACK F9 ^ ACK F10| |--|--------- ----|--------| | | \ / | | | | X | | | | / \ | | |<-|---------- ---|------->| | | | | | |0-2.0 sec | | | | | | | v re-INVITE F11(=F6) | |<------------------|--------| | 200 OK F12 | | |-------------------|------->| | ACK F13 | | |<------------------|--------| | | | | |2.1-4.0 sec | | | |re-INVITE F14(=F5) v | |--------------------------->| | 200 OK F15 | |<---------------------------| | ACK F16 | |--------------------------->| | | | | In this scenario, Alice and Bob sendre-INVITEre-INVITEs at the same time. When two re-INVITEs cross in the same dialog, they are retried, each after a different interval, according to Section14.1,14.1 of RFC 3261 [1]. When Alice sends the re-INVITE and it crosses with Bob's, the re-INVITE will be retried after 2.1-4.0 seconds because she owns the Call-ID (she generated it). Bob will retry his INVITE again after 0.0-2.0 seconds, because Bob isn't the owner of the Call-ID. Therefore, eachuser agentUser Agent must remember whether or not it has generated the Call-ID of thedialog or not,dialog, in case an INVITE may cross with another INVITE. In this example, Alice's re-INVITE is for session modification and Bob's re-INVITE is for session refresh. In this case, after the 491 responses, Bob retries the re-INVITE for session refresh earlier than Alice. If Alice was to retry her re-INVITE (that is, if she was not the owner of Call-ID), the request would refresh and modify the session at the same time. Then Bob would know that hewoulddoes not need to retry his re-INVITE to refresh the session. In anotherinstanceinstance, where two re-INVITEs for sessionmodification,modification cross over, retrying the same re-INVITE again after a 491 by the Call-ID owner (the UAwhichthat retries its re-INVITE after the other UA) may result in unintended behavior, so the UA must decide if the retry of the re-INVITE is necessary. (For example, when a call hold and an addition of video media cross over, mere retry of the re-INVITE at the firing of the timer may result in the situation where the video is transmitted immediately after the holding of the audio. This behavior is probably not intended by the users.) Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob F5 re-INVITE Alice -> Bob INVITE sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 INVITE Content-Length: 147 v=0 o=alice 2890844526 2890844527 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=sendonly /* Some detailed messages are shown for the sequence to illustrate what sort of INVITE requests crossed over each other. */ F6 re-INVITE Bob -> Alice INVITE sip:alice@client.atlanta.example.com SIP/2.0 Via: SIP/2.0/UDP client.biloxi.example.com:5060;branch=z9hG4bKnashd7 Session-Expires: 300;refresher=uac Supported: timer Max-Forwards: 70 From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Content-Length: 0 /* A re-INVITE request for a session refresh and another for a call hold are sent at the same time. */ F7 491 Request Pending Bob -> Alice /* Since a re-INVITE is in progress, a 491 response is returned. */ F8 491 Request Pending Alice -> Bob F9 ACK (INVITE) Alice -> Bob F10 ACK (INVITE) Bob -> Alice F11 re-INVITE Bob -> Alice INVITE sip:alice@client.atlanta.example.com SIP/2.0 Via: SIP/2.0/UDP client.biloxi.example.com:5060;branch=z9hG4bKnashd71 Session-Expires: 300;refresher=uac Supported: timer Max-Forwards: 70 From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 INVITE Content-Type: application/sdp Content-Length: 133 v=0 o=bob 2890844527 2890844527 IN IP4 client.biloxi.example.com s=- c=IN IP4 192.0.2.201 t=0 0 m=audio 3456 RTP/AVP 0 a=rtpmap:0 PCMU/8000 /* Since Bob is not the owner of the Call-ID, he sends a re-INVITE again after 0.0-2.0 seconds. */ F12 200 OK Alice -> Bob F13 ACK Bob -> Alice F14 re-INVITE Alice -> Bob INVITE sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf91 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 3 INVITE Content-Length: 147 v=0 o=alice 2890844526 2890844527 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=sendonly /* Since Alice is the owner of the Call-ID, Alice sends a re-INVITE again after 2.1-4.0 seconds. */ F15 200 OK Bob -> Alice F16 ACK Alice -> Bob 3.3.2. UPDATE and re-INVITEcrossoverCrossover Alice Bob | | | INVITE F1 | |--------------------------->| | 180 Ringing F2 | |<---------------------------| | | | 200 OK F3 | |<---------------------------| | ACK F4 | |--------------------------->| | Both Way RTP Media | |<==========================>| | | | UPDATE F5 re-INVITE F6 | |------------ -------------| | \ / | | X | | / \ | |<----------- ------------>| | 491 F8 491 F7 | | (re-INVITE) (UPDATE) | |------------ -------------| | \ / | | X | | / \ | |<----------- ------------>| | ^ ACK F9 ^ | |<-|----------------|--------| | | | | | |0-2.0 sec | | | | | | | v re-INVITE F10 | | |<------------------|--------| | 200 OK F11 | | |-------------------|------->| | ACK F12 | | |<------------------|--------| | | | | |2.1-4.0 sec | | | | UPDATE F13 v | |--------------------------->| | 200 OK F14 | |<---------------------------| | | | | In this scenario, the UPDATE contains an SDPoffer, thereforeoffer; therefore, the UPDATE and re-INVITE are both responded to with 491 as in the case of "re-INVITE crossover". When an UPDATE for session refreshwhichthat doesn't contain a session description and a re-INVITE cross each other, both requests succeed with 200 (491 means that a UA has a pending request). The same is true for UPDATE crossover. In the former case where either UPDATE contains a sessiondescriptiondescription, the requests fail with491, and491; in the lattercasescases, they succeed with 200. Note: A 491 response is sent because an SDP offer is pending, and 491 is an errorwhichthat is related to matters that impact the session established by SIP. Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob F5 UPDATE Alice -> Bob UPDATE sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf9 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 UPDATE Content-Length: 147 v=0 o=alice 2890844526 2890844527 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=sendonly /* Some detailed messages are shown for the sequence to illustrate messages crossing over each other. */ F6 re-INVITE Bob -> Alice INVITE sip:alice@client.atlanta.example.com SIP/2.0 Via: SIP/2.0/UDP client.biloxi.example.com:5060;branch=z9hG4bKnashd7 Session-Expires: 300;refresher=uac Supported: timer Max-Forwards: 70 From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 1 INVITE Content-Type: application/sdp Content-Length: 133 v=0 o=bob 2890844527 2890844527 IN IP4 client.biloxi.example.com s=- c=IN IP4 192.0.2.201 t=0 0 m=audio 3456 RTP/AVP 0 a=rtpmap:0 PCMU/8000 /*AThis is a case where a re-INVITE for a session refresh andaan UPDATE for a call hold are sent at the same time. */ F7 491 Request Pending (UPDATE) Bob -> Alice /* Since a re-INVITE is in process, a 491 response is returned. */ F8 491 Request Pending (re-INVITE) Alice -> Bob F9 ACK (re-INVITE) Alice -> Bob F10 re-INVITE Bob -> Alice INVITE sip:alice@client.atlanta.example.com SIP/2.0 Via: SIP/2.0/UDP client.biloxi.example.com:5060;branch=z9hG4bKnashd71 Session-Expires: 300;refresher=uac Supported: timer Max-Forwards: 70 From: Bob <sip:bob@biloxi.example.com>;tag=8321234356 To: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl Call-ID: 3848276298220188511@atlanta.example.com CSeq: 2 INVITE Content-Type: application/sdp Content-Length: 133 v=0 o=bob 2890844527 2890844527 IN IP4 client.biloxi.example.com s=- c=IN IP4 192.0.2.201 t=0 0 m=audio 3456 RTP/AVP 0 a=rtpmap:0 PCMU/8000 /* Since Bob is not the owner of the Call-ID, Bob sends an INVITE again after 0.0-2.0 seconds. */ F11 200 OK Alice -> Bob F12 ACK Bob -> Alice F13 UPDATE Alice -> Bob UPDATE sip:sip:bob@client.biloxi.example.com SIP/2.0 Via: SIP/2.0/UDP client.atlanta.example.com:5060;branch=z9hG4bK74bf91 Max-Forwards: 70 From: Alice <sip:alice@atlanta.example.com>;tag=9fxced76sl To: Bob <sip:bob@biloxi.example.com>;tag=8321234356 Call-ID: 3848276298220188511@atlanta.example.com CSeq: 3 UPDATE Content-Length: 147 v=0 o=alice 2890844526 2890844527 IN IP4 client.atlanta.example.com s=- c=IN IP4 192.0.2.101 t=0 0 m=audio 49172 RTP/AVP 0 a=rtpmap:0 PCMU/8000 a=sendonly /* Since Alice is the owner of the Call-ID, Alice sends the UPDATE again after 2.1-4.0 seconds. */ F14 200 OK Bob -> Alice 3.3.3. Receiving REFER (Establishedstate) whileState) While in the MortalstateState State Alice Bob State | | | INVITE F1 | |----------------------->| Pre | 180 Ringing F2 | Pre |<-----------------------| Ear | | Ear | 200 OK F3 | |<-----------------------| Mora | ACK F4 | Mora |----------------------->| Est | Both Way RTP Media | Est |<======================>| | | | BYE F5 REFER F6 | |--------- ----------| Mort | \ / | | X | | / \ | *race* |<-------- --------->| | | Mort | 481 F8 200 F7 | | (REFER) (BYE) | |--------- ----------| | \ / ^ | | X | | | / \ | | |<-------- --------->| | ^ | | | | Timer K | | | V Timer J | | Morg | V | | | Morg | | This scenario illustrates the race conditionwhichthat occurs when the UAS receives an Established message, REFER, while in the Mortal state. Bob sends a REFER, and Alice sends a BYE at the same time. Bob sends the REFER in the same dialog. Alice's dialog state moves to the Mortal state at the point of sending BYE. In the Mortal state, the UA possesses dialog information for an internal process but the dialog shouldn't exist outwardly. Therefore, the UA sends an error response to the REFER, which is transmitted as a mid-dialog request. So Alice, in the Mortal state, sends an error response to the REFER. However, Bob has already started the SUBSCRIBE usage with REFER, so the dialog continues until the SUBSCRIBE usage terminates, even though the INVITE dialog usage terminates by receiving BYE. Bob's behavior in this case needs to follow the procedures in RFC 5057 [6]. Message Details F1 INVITE Alice -> Bob F2 180 Ringing Bob -> Alice F3 200 OK Bob -> Alice F4 ACK Alice -> Bob F5 BYE Alice -> Bob /* Alice sends a BYE request and terminates the session, and transitions from the Confirmed state to the Terminated state. */ F6 REFER Bob -> Alice /* Alice sends a BYE, and Bob sends a REFER at the same time. Bob sends the REFER on the INVITE dialog. The dialog state transitions to the Mortal state at the moment Alice sends the BYE, but Bob doesn't know this until he receives the BYE. A race condition occurs. */ F7 200 OK (BYE) Bob -> Alice F8 481 Call/Transaction Does Not Exist (REFER) Alice -> Bob /* Alice in the Mortal state sends a 481 to the REFER. */ 4.IANA Considerations This document has no actions for IANA. 5.Security Considerations This document contains clarifications of behavior specified in RFC 3261 [1], RFC 3264[2][2], and RFC 3515 [4]. The security considerations of those documents continue to apply after the application of these clarifications.6.5. Acknowledgements The authors would like to thank Robert Sparks, Dean Willis, Cullen Jennings, James M. Polk, Gonzalo Camarillo, Kenichi Ogami, Akihiro Shimizu, Mayumi Munakata, Yasunori Inagaki, Tadaatsu Kidokoro, Kenichi Hiragi, Dale Worley, Vijay K.GurbaniGurbani, and Anders Kristensen for their comments on this document.7.6. References7.1.6.1. Normative References [1] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A., Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP: Session Initiation Protocol", RFC 3261, June 2002. [2] Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with Session Description Protocol (SDP)", RFC 3264, June 2002. [3] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [4] Sparks, R., "The Session Initiation Protocol (SIP) Refer Method", RFC 3515, April 2003. [5] Rosenberg, J. and H. Schulzrinne, "Reliability of Provisional Responses in Session Initiation Protocol (SIP)", RFC 3262, June 2002.7.2.6.2. Informative References [6] Sparks, R., "Multiple Dialog Usages in the Session Initiation Protocol", RFC 5057, November 2007. [7] Sparks, R., "Correct transaction handling for 200 responses to Session Initiation Protocol INVITE requests",draft-sparks-sip-invfix-02 (workWork inprogress),Progress, July 2008. Appendix A. BYE in the Early Dialog This section, related to Section 3.1.3, explains why BYE is not recommended in the Early state, illustrating a case in which a BYE in the early dialog triggers confusion. Alice Proxy Bob Carol | | | | | INVITE F1 | | | |--------------->| INVITE F2 | | | 100 F3 |----------------->| | |<---------------| 180(To tag=A) F4 | | | 180(A) F5 |<-----------------| | |<---------------| | | | | INVITE(Fork) F6 | | |------------------------>| | | 100 F7 | | BYE(A) F8 |<------------------------| |--------------->| BYE(A) F9 | | | |----------------->| | | | 200(A,BYE) F10 | | | 200(A,BYE) F11 |<-----------------| | |<---------------| 487(A,INV) F12 | | | |<-----------------| | | | ACK(A) F13 | | | |----------------->| | | | | | | | | | | 200(To tag=B) F13 | | 200(B) F14 |<------------------------| |<---------------| | | ACK(B) F15 | | |--------------->| ACK(B) F16 | | |------------------------>| | BYE(B) F17 | | |--------------->| BYE(B) F18 | | |------------------------>| | | 200(B) F19 | | 200(B) F20 |<------------------------| |<---------------| | | | | | | | Care is advised in sending BYE in the Early state when forking by a proxy is expected. In this example, the BYE request progresses normally, and it succeeds in correctly terminating the dialog with Bob. After Bob terminates the dialog by receiving the BYE, he sends a 487 to the ini-INVITE. According to Section 15.1.2 of RFC 3261 [1], it is RECOMMENDED for the UAS to generate a 487 to any pending requests after receiving a BYE. Inthethis example, Bob sends a 487 to the ini-INVITE since he receives the BYE while the ini-INVITE is in pending state. However, Alice receives a final response to the INVITE (a 200 from Carol) even though she has successfully terminated the dialog with Bob. This means that, regardless of the success/failure of the BYE in the Early state, Alice MUST be prepared for the establishment of a new dialog until receiving the final response for the INVITE and terminating the INVITE transaction. It is not illegal to send a BYE in the Early state to terminate a specific early dialog--- it may satisfy the intent of some callers. However, the choice of BYE or CANCEL in the Early state must be made carefully. CANCEL is appropriate when the goal is to abandon the call attempt entirely. BYE is appropriate when the goal is to abandon a particular early dialog while allowing the call to be completed with other destinations. When using either BYE orCANCELCANCEL, the UAC must be prepared for the possibility that a call may still be established to one(or more)or more destinations. Appendix B. BYErequest overlappingRequest Overlapping with re-INVITE UAC UAS | | The session has been already established ========================== | re-INVITE F1 | |--------------------->| | BYE F2 | |--------------------->| | 200(BYE) F3 | |<---------------------| | INVITE F4(=F1) | |--------------------->| | | | | This case could look similar to the one in Section 3.2.3. However, it is not a race condition. This case describes the behavior when there is no response to the INVITE for some reason. The appendix explains the behavior in this case and its rationale, since this case is likely to cause confusion. First of all, it is important not to confuse the behavior of the transaction layer and that of the dialog layer. RFC 3261 [1] details the transaction layer behavior. The dialog layer behavior is explained in this document. It has to be noted that these two behaviors are independent of each other, even though both layers may be triggered to change their states by sending or receiving the same SIP messages. (A dialog can be terminated even though a transaction still remains, and vice versa.) In the sequence above, there is no response to F1, and F2 (BYE) is sent immediately afterF1F1. (F1 is a mid-dialog request. If F1 was an ini-INVITE, BYE could not be sent before the UAC received a provisional response to the request with a Totag).tag.) Below is a figurewhichthat illustrates the UAC's dialog state and the transaction state. BYE INV dialog UAC UAS : | | : | | | | re-INVITE F1 | o | |--------------------->| | | | BYE F2 | o | (Mortal) |--------------------->| | | | | 200(BYE) F3 | | | | |<---------------------| | | | | INVITE F4(=F1) | | | | |--------------------->| | | | | 481(INV) F5 | | | | |<---------------------| | | | | ACK(INV) F6 | | | | |--------------------->| | | | | | o | o | | | | | o | | | | For the UAC, the INVITE client transaction begins at the point F1 is sent. The UAC sends BYE (F2) immediately after F1. This is a legitimate behavior.(Usually(Usually, the usage of each SIP method is independent, for BYE and others. However, it should be noted that it is prohibited to send a request with an SDP offer while the previous offer is in progress.) After that, F2 triggers the BYE client transaction. At the same time, the dialog state transitions to the Mortal state and then only a BYE or a response to a BYE can be handled. It is permitted to send F4 (a retransmission of INVITE) in the Mortalstate,state because the retransmission of F1 is handled by the transaction layer, and the INVITE transaction has not yet transitioned to the Terminated state. As is mentioned above, the dialog and the transaction behave independently each other.ThereforeTherefore, the transaction handling has to be continued even though the dialog has moved to the Terminated state. Note: As noted in Section 3.1.4, implementation issues are outside the scope of this document, butthis note provides athe following tip is provided for avoiding race conditions of this type.That is for theThe UACtocan delay sending BYE F2 until the re-INVITE transaction F1 completes. Implementors can decouple the actions of the user(e.g.(e.g., hanging up) from the actions of the protocol (the sending of BYE F2), so that the UA can behave like this. In this case, it is the implementor's choice as to how long to wait. In most cases, such an implementation may be useful to prevent this case. This document expresses no preference about whether or not they should wait for an ACK to be delivered. After considering the impact onusersuser experience, implementors should decide whether or not to wait for awhile or not,while, because the user experience depends on the implementation and has no direct bearing on protocolbehaviour.behavior. Next, the UAS's state is shown below. UAC UAS dialog INV BYE | | : | | : | re-INVITE F1 | | |-------------->x | | | BYE F2 | | |--------------------->| | o | 200(BYE) F3 | (Mortal) | |<---------------------| | |<-Start Timer J | INVITE F4(=F1) | | | |--------------------->| | o | | 4xx/5xx(INV) F5 | o | o |<---------------------| | | ACK(INV) F6 | | |--------------------->| |<-Start Timer I | | | | | | | | o | | For the UAS, it can be considered that packettheF1 is lost or delayed(here(here, the behavior is explained for the case that the UAS receives F2 BYE before F1 INVITE). Therefore, F2 triggers the BYE transaction for the UAS, and simultaneously the dialog moves to the Mortal state. Then, upon the reception ofF4F4, the INVITE server transaction begins. (It is permitted to start the INVITE server transaction in the Mortal state. The INVITE server transaction begins to handle the received SIP request regardless of the dialog state.) The UAS's TU sends an appropriate error response for the F4 INVITE, either 481 (because the TU knows that the dialogwhichthat matches the INVITE is in the Terminated state) or 500 (because the re-sent F4 has an out-of-order CSeq). (It is mentioned above that INVITE message F4 (and F1) is a mid-dialog request. Mid-dialog requests have a To tag. It should be noted that the UAS's TU does not begin a new dialog upon the reception of INVITE with a To tag.) Appendix C. UA'sbehaviorBehavior for CANCEL This section explains the CANCEL behaviorswhichthat indirectly impact the dialog state transition in the Early state. CANCEL does not have any influence on the UAC's dialog state. However, the request hasaan indirect influence on the dialog state transition because it has a significant effect on ini-INVITE. For theUASUAS, the CANCEL request has more direct effects on the dialog than on the sending of a CANCEL by the UAC, because it can be a trigger to send the 487 response. Figure 3 explains the UAS's behavior in the Early state. This flow diagram is only an explanatory figure, and the actual dialog state transition is as illustrated in Figures 1 and 2. In the flow, full lines are related to dialog state transition, and dotted lines are involved with CANCEL. (r) represents the reception of signaling, and (s) means sending. There is no dialog state for CANCEL, but here the Cancelled state is handled virtually just for the ease of understanding of the UA's behavior when it sends and receives CANCEL. +-------------+ | Preparative |---+ +-------------+ | : | 1xx(s) | : V | : +-------+ | 2xx(s) : | Early |-----+------+ : +-------+ | : : V : : +-----------+ : : | Confirmed |<... :.....: +-----------+ : : | : : : BYE(r)| : : : CANCEL(r) | :.......: V | CANCEL(r) ............. | : Cancelled : | :...........: | | 487(s) | | | +--------------------+ | V +------------+ | Terminated | +------------+ Figure 3: CANCEL flow diagram for UAS There are two behaviors for the UAS depending on the state when it receives a CANCEL. The first behavior is when the UAS receives a CANCEL in the Early state. In thiscasecase, the UAS immediately sends a 487 for the INVITE, and the dialog transitions to the Terminated state. The other is the case in which the UAS receives a CANCEL while in the Confirmed state. In thiscasecase, the dialog state transition does notoccuroccur, because the UAS has already sent a final response to the INVITE to which the CANCEL is targeted. (Note that, because of the UAC's behavior, a UAS that receives a CANCEL in the Confirmed state can expect to receive a BYE immediately and move to the Terminated state. However, the UAS's state does not transition until it actually receives a BYE.) Appendix D. Notes on therequestRequest in the MortalstateState This section describes the UA's behavior in the Mortal state, which needs careful attention. Note that every transaction completes independently of others, following the principle of RFC 3261 [1]. In the Mortal state, only a BYE can be accepted, and the other messages in the INVITE dialog usage are responded to with an error. However, sending of ACK and the authentication procedure for BYE are conducted in this state. (The handling of messages concerning multiple dialog usages is out of the scope of this document. Refer to RFC 5057 [6] for further information.) ACK for error responses is handled by the transaction layer, so the handling is not related to the dialog state. Unlike the ACK for error responses, ACK for 2xx responses is a request newly generated by a TU. However, the ACK for 2xx and the ACK for error responses are bothapart of the INVITE transaction, even though their handling differs (Section 17.1.1.1, RFC 3261 [1]). Therefore, the INVITE transaction is completed by the three-way handshake, which includes ACK, even in the Mortal state. Considering actual implementation, the UA needs to keep the INVITE dialog usage until the Mortal state finishes, so that it is able to send ACK for a 2xx response in the Mortal state. If a 2xx to INVITE is received in the Mortal state, the duration of the INVITE dialog usage will be extended to 64*T1 seconds after thereceivingreceipt of the 2xx, to cope with the possible 2xx retransmission. (The duration of the 2xx retransmission is 64*T1, so the UA needs to be prepared to handle the retransmission for this duration.) However, the UA shall send an error response to other requests, since the INVITE dialog usage in the Mortal state is kept only for the sending of ACK for 2xx. The BYE authentication procedure shall be processed in the Mortal state. When authentication is requested by a 401 or 407 response, the UAC resends BYE with appropriate credentials.AlsoAlso, the UAS handles the retransmission of the BYE for which it requested authentication. Appendix E. Forking andreceiving newReceiving New TotagsTags This section details the behavior of the TU when it receives multiple responses withadifferent Totagtags to the ini-INVITE. When an INVITE is forked inside a SIP network, there is a possibility that the TU receives multiple responses to the ini-INVITE with differing To tags(See Section(see Sections 12.1, 13.1, 13.2.2.4, 16.7, 19.3,etc.etc., of RFC 3261 [1]). If the TU receives multiple 1xx responses with different To tags, the original DSM forks and a new DSM instance is created. As aconsequenceconsequence, multiple early dialogs are generated. If one of the multiple early dialogs receives a 2xx response, it naturally transitions to the Confirmed state. No DSM state transition occurs for the other early dialogs, and their sessions (early media) terminate. The TU of the UAC terminates the INVITE transaction after 64*T1secondsseconds, starting at the point of receiving the first 2xx response. Moreover, all mortal early dialogswhichthat do not transition to the Established state are terminated(See(see Section 13.2.2.4 of RFC 3261 [1]). By "mortal earlydialog"dialog", we mean any early dialog that the UA will terminate when another early dialog is confirmed. Below is an example sequence in which two 180 responses with different To tags are received, and then a 200 response for one of the early dialogs (dialog A) is received. Dotted lines (..) in the sequences are auxiliary lines to represent the influence on dialog B. UAC dialog(A) | INVITE F1 Pre o |-------------------------> | | 100 F2 | |<------------------------- | | 180(To tag=A) F3 Ear | |<------------------------- dialog(B) | | forked new DSM | | 180(To tag=B) F4 Ear o..........|..........|<------------------------- | | | | | | 200(A) F5 terminate->|.....Mora |..........|<------------------------- early | | ^ | ACK(A) F6 media | Est | | |-------------------------> | | | | | | |64*T1 | | | |(13.2.2.4 of RFC 3261 [1]) | | | | | | | | | | V | o..........|.(terminate INVITE transaction) terminated | | dialog(B) | | | | Figure 4: Receiving 1xx responses with different To tags The figure above shows the DSM inside a SIP TU. Triggered by the reception of a provisional response with a different To tag (F4 180(To tag=B)), the DSM forks and the early dialog B is generated. 64*T1 secondslaterlater, dialog A receives a 200 OK response. Dialog B, which does not transition to the Established state, terminates. Next, the behavior of a TUwhichthat receives multiple 2xx responses with different To tags is explained. When a mortal earlydialog, whichdialog that did not match the first 2xx response that the TUreceived,received receives another 2xx responsewhichthat matches its To tag before the 64*T1 INVITE transaction timeout, its DSM transitions to the Confirmed state. However, the session on the mortal early dialog is terminated when the TU receives the first 2xx to establish a dialog, so no session is established for the mortal early dialog. Therefore, when the mortal early dialog receives a 2xx response, the TU sends an ACK and, immediately after, the TU usually sends a BYE to terminate the DSM. (In special cases,e.g.e.g., if a UA intends to establish multiple dialogs, the TU may not send the BYE.) The handling of the second early dialog after receiving the 200 for the first dialog is quite appropriate for a typical device, such as a phone. It is important to note that what is being shown is a typical useful action and not the only valid one. Some devices might want to handle things differently. For instance, a conference focus that has sent out an INVITE that forks may want to accept and mix all the dialogs it gets. In that case, no early dialog is treated as mortal. Below is an example sequence in which two 180 responses with a different To tag are received and then a 200 response for each of the early dialogs is received. UAC dialog(A) | INVITE F1 Pre o |-----------------------> | | 100 F2 | |<----------------------- | | 180(To tag=A) F3 dialog(B) Ear | |<----------------------- forked new DSM | | 180(To tag=B) F4 Ear o..........|..........|<----------------------- | | | | | | 200(A) F5 terminate->|.....Mora |..........|<----------------------- early | | ^ | ACK(A) F6 media | Est | | |-----------------------> | | |64*T1 | | | | | 200(B) F7 Mora |..........|.|........|<----------------------- | | | | ACK(B) F8 Est |..........|.|........|-----------------------> | | | | BYE(B) F9 Mort |..........|.|........|-----------------------> ^ | | | | 200(B) F10 | | | | |<----------------------- |Timer K | | | | | | V | | | | (terminate INVITE transaction) V | | | Morg o | | | | Figure 5: Receiving 1xx and 2xx responses with different To tags Below is an example sequence when a TU receives multiple 200 responses with different To tags before the 64*T1 timeout of the INVITE transaction in the absence of a provisional response. Even though a TU does not receive a provisional response, the TU needs to process the 2xx responses(See(see Section 13.2.2.4 of RFC 3261 [1]). In that case, the DSM state is forked at the Confirmed state, and then the TU sends an ACK for the 2xx response and, immediately after, the TU usually sends a BYE. (In special cases,e.g.e.g., if a UA intends to establish multiple dialogs, the TU may not send the BYE.) UAC dialog(A) | INVITE F1 Pre o |-----------------------> | | 100 F2 | |<----------------------- | | 180(To tag=A) F3 Ear | |<----------------------- | | | | 200(A) F4 Mora |..........|<----------------------- | ^ | ACK(A) F5 Est | | |-----------------------> | | | dialog(B) | |64*T1 | forked new DSM | | | 200(To tag=B) F6 Mora o..........|.|........|<----------------------- | | | | ACK(B) F7 Est |..........|.|........|-----------------------> | | | | BYE(B) F8 Mort |..........|.|........|-----------------------> ^ | | | | 200(B) F9 | | | | |<----------------------- | | | V | |Timer K | (terminate INVITE transaction) | | | | V | | | Morg o | | | | Figure 6: Receiving 2xx responses with different To tags Below is an example sequence in which the option tag 100rel (RFC 3262 [5]) is required by a 180. If a forking proxy supports 100rel, it transparently transmits to the UAC a provisional responsewhichthat contains a Require header with the value of 100rel. Upon receiving a provisional response with 100rel, the UAC establishes the early dialog (B) and sendsPRACK.PRACK (Provisional Response Acknowledgement). (Here, also, every transaction completes independently of others.) As in Figure 4, the early dialog (B) terminates at the same time the INVITE transaction terminates. In the case where a proxy does not support 100rel, the provisional response will be handled in the usual way (a provisional response with 100rel is discarded by the proxy, not to be transmitted to the UAC). UAC dialog(A) | INVITE F1 Pre o |-------------------------> | | 100 F2 | |<------------------------- | | 180(To tag=A) F3 Ear | |<------------------------- | | 200(A) F4 Mora |..........|<------------------------- | ^ | ACK(A) F5 Est | | |-------------------------> dialog(B) | | | forked new DSM | | | 180(To tag=B) w/100rel F6 Ear o..........|.|........|<------------------------- | | | | PRACK(B) F7 | | | |-------------------------> | | | | 200(B,PRACK) F8 | | | |<------------------------- | | |64*T1 | | | |(13.2.2.4 of RFC 3261 [1]) | | | | | | | | | | | | | | V | o..........|.(terminate INVITE transaction) terminated | | dialog(B) | | | | Figure 7: Receiving 1xx responses with different To tags when using the mechanism for reliable provisional responses (100rel) Authors' Addresses Miki Hasebe NTT-east Corporation 19-2 Nishi-shinjuku 3-chome Shinjuku-ku, Tokyo 163-8019 JPEmail:EMail: hasebe.miki@east.ntt.co.jp Jun Koshiko NTT-east Corporation 19-2 Nishi-shinjuku 3-chome Shinjuku-ku, Tokyo 163-8019 JPEmail:EMail: j.koshiko@east.ntt.co.jp Yasushi Suzuki NTT Corporation 9-11, Midori-cho 3-Chome Musashino-shi, Tokyo 180-8585 JPEmail:EMail: suzuki.yasushi@lab.ntt.co.jp Tomoyuki Yoshikawa NTT-east Corporation 19-2 Nishi-shinjuku 3-chome Shinjuku-ku, Tokyo 163-8019 JPEmail:EMail: tomoyuki.yoshikawa@east.ntt.co.jp Paul H. Kyzivat Cisco Systems, Inc. 1414 Massachusetts Avenue Boxborough, MA 01719 USEmail:EMail: pkyzivat@cisco.comFull Copyright Statement Copyright (C) The IETF Trust (2008). This document is subject to the rights, licenses and restrictions contained in BCP 78, and except as set forth therein, the authors retain all their rights. This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. 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